James Parker

Candidate Information

Email: [email protected]

Phone: (404) 285-0950

Salary Expectation: 75000

Skills: James’s experience with advisory platforms directly aligns with the Client Service Associate role by demonstrating his proficiency in navigating complex financial systems such as Wealth Management Platform, Managed Account Program, and Pershing EBS Platform. This hands-on experience enables him to efficiently assist advisors and clients with service-related issues, process trade reports, and manage account paperwork, all of which are critical to supporting client needs in a financial planning firm. His ability to educate advisors on platform use and resolve requests promptly reflects the client-focused service and technical skills required for the role. Moreover, familiarity with platforms like Orion, Eclipse, Schwab, and CRM systems, as mentioned in the job description, matches his demonstrated technological competence, ensuring he can maintain smooth operations and enhance client experience through effective platform use

Current Location: Fairburn

Willing to Relocate?:

Relevant Experience: James’s most significant experiences related to client service and financial advising include: Investment Advisory Support Analyst at Advisor Group: Handling inbound calls from advisors and clients, assisting with navigation on advisory platforms, processing trade reports, and managing qualified retirement and trust accounts. This role highlights his direct client interaction and problem-solving in financial services. Financial Advisor and Managing Partner at Ash Brokerage: Providing fee-based financial planning and professional consulting to high-net-worth clients, including estate, tax, insurance, investment, and retirement planning. He also conducted seminars, demonstrating his advisory and client education skills. Premier Licensed Banker at SunTrust and Private Banking Relationship Manager at Wachovia: Both roles involved prospecting and managing client relationships, generating revenue, and developing comprehensive financial plans tailored to client needs, showcasing his strong client service orientation and financial expertise.

Work Authorization: US

Highlights: The most relevant prior experiences of the candidate James Parker include:

Investment Advisory Support Analyst at Advisor Group (06/17–11/24):

Handling inbound calls from advisors and clients regarding advisory services.

Navigating multiple advisory platforms such as Wealth Management Platform and Pershing EBS.

Processing trade-related reports and managing margin accounts.

Reviewing and approving paperwork for retirement, trust, estate, and transfer-on-death accounts.

Interpreting IRS tax statements and ensuring compliance with tax publications.

Premier Licensed Banker at SunTrust (03/11–06/17):

Prospecting and identifying qualified leads.

Generating revenue through new business and cross-selling financial solutions.

Meeting or exceeding revenue goals consistently.

Financial Advisor and Managing Partner at Ash Brokerage (06/08–Present):

Providing fee-based financial planning for high-net-worth clients.

Delivering professional advisory services including estate, tax, insurance, investment, and retirement planning.

Conducting seminars on tax and retirement planning.

Private Banking Relationship Manager at Wachovia (04/05–04/08):

Building long-term advisory relationships and generating significant loan volume.

Developing comprehensive financial plans covering investment strategy, tax, retirement, and estate planning.

Resume: View Resume

Cover Letter: View Cover Letter