Robert L. Morgan

Candidate Information

Email: r.l.morgan@hotmail.com

Phone: (215) 485-2222

Salary Expectation: TBD

Skills: Strategic Investment Planning, Portfolio Management, Wealth Management, High Net Worth Client Advisory, Institutional Asset Management, Team Leadership, Client Relationship Management, Investment Strategy Writing, Media Relations, Financial Market Analysis, Asset Allocation, Equity Research, Manager Selection, Open Architecture Platform Implementation, Risk Management, Performance Reporting, Operations Oversight, CRM Workflow Management, Custodian Account Management, SEC/FINRA Compliance, Revenue Generation, Private Asset Management, Alternative Asset Manager Selection, Fund Management, Bond Portfolio Management, Microsoft Office, Public Speaking, CFA, Series 7, Series 24, Series 63, Life and Health Insurance Licensing, Schwab Advisors familiarity, Portfolio Accounting Systems familiarity

Current Location: Lawrenceville GA

Willing to Relocate?: NA

Relevant Experience: Robert Morgan brings over 30 years of high-level financial advisory, investment management, and strategic operations experience across both regional and national firms. As a Chartered Financial Analyst and former Chief Investment Officer, he has consistently delivered superior investment performance, managed multi-million-dollar client portfolios, and built teams from the ground up. His hands-on work with high-net-worth individuals, institutions, and foundations has made him adept at handling client communications, processing investment requests, overseeing custodial operations, and ensuring accurate documentation and reporting — all vital elements of the Certified Financial Advisor role. Robert’s experience spans client onboarding, document processing, money movement coordination, and CRM task tracking, making him well-equipped to drive both operational excellence and client satisfaction.

Work Authorization: US

Highlights: Mosaic (Senior VP & Market Strategist): Co-managed $300M in client assets, delivering strategy insights, handling operational oversight, and maintaining client-facing communication. This aligns closely with the hands-on service and documentation responsibilities in the job posting.

Sethi Companies (Chief Investment Officer): Directed investment strategy and manager oversight, similar to the firm’s need for someone familiar with custodian and alternative asset management workflows.

Fulcrum Securities: Opened a new office and built a $1M revenue-generating team. Managed stock models and advised clients directly — comparable to working with CRM systems and maintaining detailed client records.

Dearden, Maguire, Weaver & Barrett: Oversaw $500M in AUM, leading a team of 7 and implementing client service procedures and cost control, directly applicable to this firm's operational and service-oriented tasks.

Fulton Financial Advisors: Led two investment teams managing $3.2B, including work with the Lancaster Police & Fire Pension fund, reflecting deep knowledge of institutional account structures and documentation needs.

SunTrust Bank & Comerica Bank: Directed investment teams, led private wealth management initiatives, and developed equity models — experiences that mirror the responsibilities of monitoring client alerts, tracking transfers, and handling data input into accounting systems.

Resume: View Resume

Cover Letter: View Cover Letter